-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lp+8QesIVbxJeD8Dcqz+5AeXfjDwlVCrZg9jNCYRj8S5AsnQrApu/JVjGBNTDcWu RPr2h1E91BcE0ru3tuSKwA== 0000721641-04-000002.txt : 20040217 0000721641-04-000002.hdr.sgml : 20040216 20040217122918 ACCESSION NUMBER: 0000721641-04-000002 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040217 GROUP MEMBERS: CHARLES P. STETSON, JR. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOMBARD ASSOCIATES CENTRAL INDEX KEY: 0000721641 IRS NUMBER: 111362005 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 115 E 62ND ST CITY: NEW YORK STATE: NY ZIP: 10021 MAIL ADDRESS: STREET 1: 115 E 62ND ST CITY: NEW YORK STATE: NY ZIP: 10021 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARLTON TECHNOLOGIES INC CENTRAL INDEX KEY: 0000096988 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 221825970 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-10673 FILM NUMBER: 04605880 BUSINESS ADDRESS: STREET 1: 2828 CHARTER RD STE 101 CITY: PHILADELPHIA STATE: PA ZIP: 19154 BUSINESS PHONE: 2156766900 MAIL ADDRESS: STREET 1: 2828 CHARTER RD CITY: PHILADELPHIA STATE: PA ZIP: 19154 FORMER COMPANY: FORMER CONFORMED NAME: TELESCIENCES INC DATE OF NAME CHANGE: 19880201 SC 13G/A 1 marlton13ga1.txt -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response......11 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Marlton Technologies, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 571263102 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2003 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: | | Rule 13d-1(b) |X| Rule 13d-1(c) | | Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 8 Pages 13G =================== CUSIP No. 571263102 =================== - ------------==================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Lombard Associates - ------------==================================================================== CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [ ] (b) [ X ] - ------------==================================================================== 3 SEC USE ONLY - ------------==================================================================== CITIZENSHIP OR PLACE OF ORGANIZATION 4 N/A - ------------==================================================================== 5 SOLE VOTING POWER NUMBER OF -0- --------------=========================================== SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 785,226 --------------=========================================== EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON WITH --------------=========================================== SHARED DISPOSITIVE POWER 8 785,226 - ------------==================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 785,226 - ------------==================================================================== CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES 10 CERTAIN SHARES (See Instructions) [ ] - ------------==================================================================== PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 6.1% - ------------==================================================================== TYPE OF REPORTING PERSON (See Instructions) 12 OO - ------------==================================================================== Page 2 of 8 Pages 13G =================== CUSIP No. 571263102 =================== - ------------==================================================================== 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Charles P. Stetson, Jr. - ------------==================================================================== CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) 2 (a) [ ] (b) [ X ] - ------------==================================================================== 3 SEC USE ONLY - ------------==================================================================== CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------==================================================================== 5 SOLE VOTING POWER NUMBER OF -0- --------------=========================================== SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 785,226 --------------=========================================== EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON WITH --------------=========================================== SHARED DISPOSITIVE POWER 8 785,226 - ------------==================================================================== 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 785,226 - ------------==================================================================== CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES 10 CERTAIN SHARES (See Instructions) [ ] - ------------==================================================================== PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 6.1% - ------------==================================================================== TYPE OF REPORTING PERSON (See Instructions) 12 IN - ------------==================================================================== Page 3 of 8 Pages This Amendment No. 1 to Schedule 13G amends the Schedule 13G initially filed on March 12, 1999 (collectively, with all amendments thereto, the "Schedule 13G"). Item 1. Issuer ------ (a) Name of Issuer: -------------- Marlton Technologies, Inc. (b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 2828 Charter Road, Suite 101, Philadelphia, Pennsylvania 19154 Item 2. Identity and Background ----------------------- Title Of Class Of Securities And CUSIP Number (Item 2(d) and (e)) ---------------------------------------------------------------- This statement relates to shares of Common Stock, no par value (the "Shares"), of the Company. The CUSIP number of the Shares is 571263102. Name Of Persons Filing, Address Of Principal Business Office And ----------------------------------------------------------------------- Citizenship (Item 2(a), (b) and (c)) ------------------------------------ This statement is filed by the entities and persons listed below, all of whom together are referred to herein as the "Reporting Persons." A. Lombard Associates ("Lombard") ------------------------------ (a) Lombard Associates, a sole proprietorship, with respect to the Shares held by it. (b) c/o Private Equity Investors, Inc. 115 East 62nd Street New York, NY 10021 (c) N/A B. Charles P. Stetson, Jr. ("Stetson") ----------------------------------- (a) Charles P. Stetson, Jr., sole proprietor of Lombard, with respect to the Shares held by Lombard. (b) c/o Private Equity Investors, Inc. 115 East 62nd Street New York, NY 10021 (c) United States Page 4 of 8 Pages Item 3. If This Statement Is Filed Pursuant To Sections 240.13d-1(b) or ----------------------------------------------------------------------- 240.13d-2(b) or (c), Check Whether The Person Filing Is An Entity ----------------------------------------------------------------------- Specified in (a) - (j): ---------------------- Not Applicable. If This Statement Is Filed Pursuant To Section 240.13d-1(c), Check This ----------------------------------------------------------------------- Box. [X] --- Item 4. Ownership --------- The information required by Items 4(a) - (c) and set forth in Rows 5 through 11 of the cover page for each Reporting Person hereto is incorporated herein by reference for each such Reporting Person The Shares reported hereby for Lombard are owned directly by Lombard. Stetson, as sole proprietor of Lombard, may be deemed to be the beneficial owner of all such Shares held by Lombard. Stetson hereby disclaims any beneficial ownership of any such Shares. Item 5. Ownership of Five Percent or Less of a Class -------------------------------------------- Not Applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person --------------------------------------------------------------- Not Applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired The ----------------------------------------------------------------------- Security Being Reported on by the Parent Holding Company -------------------------------------------------------- Not Applicable. Item 8. Identification and Classification of Members of the Group --------------------------------------------------------- Not Applicable. Item 9. Notice of Dissolution of Group ------------------------------ Not Applicable. Item 10. Certification ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 5 of 8 Pages SIGNATURES ---------- After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 17, 2004 LOMBARD ASSOCIATES By: /s/ Charles P. Stetson, Jr. ------------------------------- Name: Charles P. Stetson, Jr. /s/ Charles P. Stetson, Jr. ---------------------------- Charles P. Stetson, Jr. Page 6 of 8 Pages EXHIBIT INDEX EXHIBIT 1 Joint Acquisition Statement Pursuant to Section 240.13D-(f)(1) Page 7 of 8 Pages EXHIBIT 1 to SCHEDULE 13G JOINT ACQUISITION STATEMENT PURSUANT TO SECTION 240.13D-(f)(1) ---------------------------------- The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him, her or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other entities or persons, except to the extent that he, she or it knows or has reason to believe that such information is inaccurate. Dated: February 17, 2004 LOMBARD ASSOCIATES By: /s/ Charles P. Stetson, Jr. ------------------------------- Name: Charles P. Stetson, Jr. /s/ Charles P. Stetson, Jr. --------------------------- Charles P. Stetson, Jr. Page 8 of 8 Pages -----END PRIVACY-ENHANCED MESSAGE-----